Roche GRI Index

Berichterstattung nach aktuellen GRI-Richtlinien

Wir richten uns seit 2014 nach den GRI-G4-Richtlinien (Global Reporting Initiative) und berichten über die wesentlichen ökologischen, gesellschaftlichen und wirtschaftlichen Auswirkungen unserer Aktivitäten. Im Berichtsjahr 2017 folgen wir den neu eingeführten GRI-Standards, deren wesentliche Elemente auf den G4-Richtlinien basieren. Unsere Berichterstattung konzentriert sich auf die Kernaspekte, wobei wir mit einigen Indikatoren über die Kernanforderungen hinausgehen.

Im Einklang mit den GRI-Richtlinien haben wir 2014 eine Materialitätsanalyse durchgeführt. Daraus ergaben sich Themen, die wir für unser Geschäft und unsere Anspruchsgruppen als am relevantesten erachten. Materialität 

GRI Index

GRI Disclosure Number GRI Standard Title Disclosure Title Reference Comments
GRI 102-1 General Disclosures Name of the organization Annual Report 2017, outside backcover
Finance Report 2017, outside backcover
www.roche.com
GRI 102-10 General Disclosures Significant changes to the organization and its supply chain Finance Report 2017, p.6-7, 56-60
GRI 102-11 Precautionary Principle or approach Annual Report 2017, p.94-101
GRI 102-12 General Disclosures External initiatives Memberships and International CR Recommendations
Positions and policies
Stakeholder engagement
Business integrity and responsible marketing
GRI 102-13 General Disclosures Membership of associations Annual Report 2017, p.100-101
Memberships and International CR Recommendations
Stakeholder engagement
Business integrity and responsible marketing
Working with Patient Organisations
GRI 102-14 General Disclosures Statement from the most senior decision-maker Annual Report 2017, p.12
GRI 102-16 General Disclosures Values, principles, standards and norms of behavior The Roche Group Code of Conduct
Annual Report 2017, p.94-101
Behaviour in business
Chief Compliance Officer
GRI 102-18 General Disclosures Governance structure Annual Report 2017, p.104-119
Governance
GRI 102-2 General Disclosures Activities, brands, products, and services Annual Report 2017, p.22-37
Finance Report 2017, p.11-16, 21-23
Products
Pipeline
GRI 102-3 General Disclosures Location of headquarters Annual Report 2017, outside backcover
Finance Report 2017, outside backcover
Roche affiliates worldwide
GRI 102-4 General Disclosures Location of operations Finance Report 2017, p.113-117
Roche affiliates worldwide
GRI 102-41 General Disclosures Collective bargaining agreements Employment Policy
Performance indicators
GRI 102-40 General Disclosures List of stakeholder groups Stakeholder engagement
GRI 102-42 General Disclosures Identifying and selecting stakeholders Stakeholder engagement
GRI 102-43 General Disclosures Approach to stakeholder engagement Stakeholder engagement
GRI 102-44 General Disclosures Key topics and concerns raised Annual Report 2017, p.8-11, 54-63, 94-101
Materiality
GRI 102-45 General Disclosures Entities included in the consolidated financial statements Finance Report 2017, p.113-117
Roche affiliates worldwide
GRI 102-46 General Disclosures Defining report content and topic Boundaries Finance Report 2017, p.39, 118-126
Materiality
GRI 102-47 General Disclosures List of material topics Materiality
Annual Report 2017, p.3
GRI 102-48 General Disclosures Restatements of information Finance Report 2017, p.56-60
GRI 102-49 General Disclosures Changes in reporting Finance Report 2017, p.46-47, 118-126
GRI 102-5 General Disclosures Ownership and legal form Annual Report 2017, p.105-119
Finance Report 2017, p.154-158
Governance
GRI 102-50 General Disclosures Reporting period Annual Report 2017, p.2
GRI 102-51 General Disclosures Date of most recent report Annual Reports
GRI 102-52 Reporting cycle Annual Reports
GRI 102-53 General Disclosures Contact point for questions regarding the report Annual Report 2017, p.150
Finance Report 2017, p.162
GRI 102-54 General Disclosures Claims of reporting in accordance with the GRI Standards Annual Report 2017, p.2
GRI 102-56 General Disclosures External assurance Annual Report 2017, p.148-149
Finance Report 2017, p.128-137
GRI 102-6 General Disclosures Markets served Annual Report 2017, inside cover, p.21-37
Finance Report 2017, p.11-16, 21-23
GRI 102-7 General Disclosures Scale of the organization Annual Report 2017, p.21-37
Finance Report 2017, inside cover
Performance indicators
GRI 102-8 General Disclosures Information on employees and other workers Annual Report 2017, inside cover
Annual Report 2017 Highlights Confidentiality constraints
Break down by gender is not applicable due to local legislation (US)
Performance indicators
GRI 102-9 General Disclosures Supply chain Suppliers
GRI 103-1 Management Approach Explanation of the material topic and its Boundary Materiality
GRI 103-2 Management approach Management approach and its components Materiality
GRI 201-1 Economic Performance Direct economic value generated and distributed Annual Report 2017, p. 20-37, 54-61
Finance Report 2017, p.53, 89
Performance indicators
GRI 202-1 Market Presence Ratios of standard entry level wage by gender compared to local minimum wage Confidentiality constraints
Roche does not disclose externally any salary and wages related data except the remuneration of the Corporate Executive Committee and Board of Directors
GRI 203-2 Indirect Economic Impacts Significant indirect economic impacts Annual Report 2017 inside cover, p.5, 42-53, 54-61, 74-83, 88-91
Materiality
GRI 204-1 Procurement Practices Proportion of spending on local suppliers Suppliers and service providers Not applicable
Roche discloses the information only on global level
GRI 205-1 Anti-Corruption Operations asessed for risks related to corruption Annual Report 2017, p.100
Business integrity and responsible business
GRI 206-1 Anti-Competitive Behaviour Legal actions for anti-competitive behavior, anti-trust, and monopoly practices Performance Indicators
GRI 301-1 Materials Materials used by weight or volume Annual Report 2017, p.74-83 Not applicable
Roche discloses only total volumes used.
SHE Goals and Performance
Resources and Raw Materials
Performance Indicators
GRI 302-3 Energy Energy intensity Annual Report 2017, p.77-78
SHE Goals and Performance
Performance Indicators
Resources and Raw Materials
GRI 303-1 Water Water withdrawal by source Annual Report 2017, p.79
Resources and Raw Materials
SHE Goals and Performance
GRI 304-3 Biodiversity Habitats protected or restored Annual Report 2017, p.82-83
SHE Goals and Performance
Recycling and Waste Management
GRI 305-4 Emissions Greenhouse gas (GHG) emissions intensity Annual Report 2017, p.80-81
GRI 306-1 Effluents and Waste Water discharge by quality and destination Annual Report 2017, p.79 Not applicable
Roche discloses only total volumes of water discharge.
SHE Goals and Performance
Emissions to Water
GRI 307-1 Environmental Compliance Non-compliance with environmental laws and regulations SHE Goals and Performance No Fines in 2017
GRI 308-2 Supplier Environmental Assessment Negative environmental impacts in the supply chain and actions taken Annual Report 2017, p.76-83
Suppliers Goals and Performance
SHE Goals and Performance
GRI 401-1 Employment New employee hires and employee turnover Performance Indicators Confidentiality constraints
Break down by age group, gender is not shared publicly.
GRI 402-1 Labor/Management Relations Minimum notice periods regarding operational changes Employment Policy
GRI 403-1 Occupational Health and Safety Workers representation in formal joint management-worker health and safety committees Safety, Health and Wellbeing
GRI 404-2 Training and Education Programs for upgrading employee skills and transition assistance programs Annual Report 2017, p.64-71
Learning and Development
Careers and Development
GRI 405-1 Diversity and Equal Opportunity Diversity of government bodies and employees Annual Report 2017, p.104-119 Confidentiality constraints
Break down by age group, gender is not shared publicly.
Performance Indicators
Diversity and Inclusion
GRI 405-2 Diversity and Equal Opportunity Ratio of basic salary and remuneration of women to men Annual Report 2017, p.120-146 Confidentiality constraints
Roche does not disclose externally any salary and wages related data except the remuneration of the Corporate Executive Committee and Board of Directors
Diversity and Inclusion
GRI 406-1 Non-discrimination Incidents of discrimination and corrective actions taken Annual Report 2017, p.96
Employment Policy
Human Rights
GRI 407-1 Freedom of Association and Collective Bargaining Operations and suppliers in which the right to freedom of assocation and collective bargaining may be at risk Employment Policy Not applicable
In Roche we do not have operations or suppliers where this could be a significant risk of freedom violation
Roche values
GRI 408-1 Child Labor Operations and suppliers at significant risk for incidents of child labor Employment Policy Not applicable
In Roche we do not have operations or suppliers where this could be a significant risk for incidents of child labour.
We cover the question of child labour via our Roche Supplier Code of Conduct and the PSCI (Pharmaceutical Supply Chain Initiative)
GRI 409-1 Forced or Compulsory Labor Operatinos and suppliers at significant risk for incidents of forced or compulsory labor Not applicable
In Roche we do not have operations or suppliers where this could be a significant risk for incidents of forced or compulsory labor.
GRI 410-1 Security Practices Security personnel trained in human rights policies or procedures Supplier Code of Conduct
All employees when starting in the group complete our e-learning Code-of-Conduct program which covers all our policies and guidelines (the completion is mandatory and monitored), including human rights.
GRI 411-1 Rights of Indigenous Peoples Incidents of violations involving rights of indigenous people Not applicable
The number of incidents of violations involving rights of indigenous people is not material for our business.
GRI 412-1 Human Rights Assessment Operations that have been subject to human rights reviews or impact assessments Annual Report 2017, p.100
Suppliers and service providers
Suppliers Goals and Performance
Materiality
GRI 412-3 Human Rights Assessment Significant investment agreements and contracts that include human rights clauses or that underwent human rights screening Annual Report 2017, p.97, 100
Suppliers Code of Conduct
Roche Position on Respecting Human Rights
Human Rights
Suppliers and service providers
All our investment agreements include human rights clauses, a human rights screening and/or make reference to the Roche Supplier Code of Conduct (which includes human rights). More than 75% of our new bidding processes and contracts contain sustainability clauses that refer to the Roche Supplier Code of Conduct. Human rights are also part of our audits of suppliers that we conduct under the PSCI Principles.
GRI 413-1 Local Communities Operations with local community engagement, impact assessments, and development programs Annual Report 2017, p.86-91
Supporting Communities
GRI 414-1 Supplier Social Assessment New suppliers that were screened using social criteria Annual Report 2017, p.100
Supplier Code of Conduct
Human Rights
Suppliers and service providers
Suppliers Goals and Performance
All critical suppliers have undergone human right screening.
GRI 414-2 Supplier Social Assessment Negative social impacts in the supply chain and actions taken Suppliers and service providers
Supplier Code of Conduct
Human Rights
GRI 415-1 Public Policy Political contributions Annual Report 2017, p.100-101
GRI 416-1 Customer Health and Safety Assessment of the health and safety impacts of product and service categories Annual Report 2017, p.98-99
Patient Safety
GRI 417-1 Marketing and Labeling Requirements for product and service information and labeling Our commitment to data sharing
Anti-Counterfeiting
Business integrity and responsible marketing
Due to the strictly regulated industry we operate in, this information is obligatory for us to have a license to operate.
GRI 418-1 Customer Privacy Substantiated complaints concerning breaches of customer privacy and losses of customer data Not applicable
The Indicator is not applicable due to strictly regulated industry.
GRI 419-1 Socioeconomic Compliance Non-compliance with laws and regulations in the social and economic area Annual Report 2017, p.96-97
Finance Report 2017, p.73-78
No major fines impacted the company